schedule 13d template

See §240.13d-7 for other parties to whom copies are to be sent. H��W�r�6}�W죜�/ʛ"+�;�� 3q�C��Ŕ"T��~F��ov ):��H��{�. 0000001154 00000 n ?O9��l�8�80�nf��ï {��ZGPh�u��~2Bv��X,"��?�>;�ޓqa�/��%0C{~B��P��sV^�V�F�q��:�NB��Z]�P7P57��PM�W�,�..�4�3�[ ��(ŅqH��Zi�~��Z_fY�C�ԐCѷ�l��#��uU��O��V��l=rsB�G��!BD�g�q5��;x�7W��l�mRڿ@`8��[m�\0��#p�7�/��M SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT N0. Schedule 13D/G Search 13D/G filings are generally submitted within 10 days by anyone who acquires ownership of more than 5% of any class of publicly traded securities. MDSI Mobile Data Solutions Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 55268N100 (CUSIP Number) The SEC also requires a prompt amendment for any material changes disclosed in the schedule. 9)* SMTC Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 832682207 (CUSIP Number) RED OAK PARTNERS, LLC Attn: David Sandberg 150 E … 0000000016 00000 n Ñ�Ÿ¶ ' › theme/theme/_rels/themeManager.xml.relsPK ] –. )* HILL INTERNATIONAL, INC. (Name of Issuer) Common Shares (Title of Class of Securities) 431466101 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Address and Telephone Number of Person Statement on Schedule 13D is true, complete and correct. In addition to the requirements of the Investment Advisers Act of 1940 and the state securities laws, there are several sections of the Securities Exchange Act of 1934 (the “1934 Act”) … of its Schedule 13D (or Schedule 13G, as applicable), and any amendments to its Schedule 13D (or Schedule 13G, as applicable), to the issuer and any exchange in which the securities beneficially owned are listed. If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the identity of each member of the group. <]>> startxref SCHEDULE 13D. SEC Schedule 13D is a report mandated by the U.S. Securities and Exchange Commission (SEC) of any individual or entity that holds more than 5% … If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. 654 Broadway, Suite 5. * The Reporting Persons disclaim beneficial ownership in the Shares represented herein except to the extent of their pecuniary interest therein. Wardwell 450 Lexington Avenue New York, New York 10017 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 2002 (Date of Event Which Requires Filing of this Statement) (Continued on following pages) Page 1 of 8 Pages If the filing person has previously filed a statement on Schedule 13G to … 5) 1. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). Filing persons may, in order to avoid unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or 14D-1) by appropriate cross references to an item or items on the cover page(s). Recent 13D Filings for Molecular Templates, Inc. (MTEM) Since 2020, there have been 12 Schedule 13D forms (beneficial ownership report) filed for the company Molecular Templates, Inc. (stock symbol MTEM) by 6 beneficial owners. New York State Department of Health Schedule 13D. 28 14 If a group has filed this schedule pursuant to ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. 0000003513 00000 n Today I am continuing my discussion of Section 13 and in particular Schedule 13G. Certificate of Need Application. Attn: David Sandberg. Further, Section 929R provides the SEC with the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements. - ‘SC 13D’ on 2/13/97 re: Template Software Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. )* UniTek Global Services, Inc. (Name of Issuer) Common Stock, $0.00002 par value (Title of Class of Securities) 91324T302 (CUSIP Number) RED OAK PARTNERS, LLC. Under the Securities Exchange Act of 1934 (Amendment No. The undersigned agree to the filing of this single Statement on Schedule 13D. 0000003240 00000 n endstream endobj 29 0 obj<> endobj 31 0 obj<> endobj 32 0 obj<>/Font<>/ProcSet[/PDF/Text]/ExtGState<>>> endobj 33 0 obj<> endobj 34 0 obj<> endobj 35 0 obj[/ICCBased 41 0 R] endobj 36 0 obj<> endobj 37 0 obj<> endobj 38 0 obj<> endobj 39 0 obj<>stream Form 3 – Initial Statement of Beneficial Ownership of Securities (PDF) Form 3 ... Form 12b – 25 – Notification of Late Filing Schedule 13D – Rule 13d-101 Schedule 13G – Rule 13d-102 Form 144 – Notice of Sale of Securities Form D – Notice of Sale of Securities Form SD. Form Templates. 13G filings are typically passive investments. Schedule 13D is a long-form beneficial ownership disclosure statement and is intended for activist investors. Attn: David Sandberg. 0000003587 00000 n If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. 0 0000002192 00000 n 1 - Amendment No. Schedule 13G Instructions. Open the template in our feature-rich online editor by clicking on Get form. SCHEDULE 13D. 30 0 obj<>stream 0000000813 00000 n Note Active investors in a company and investors who own more than 20% of a company must file Form SC 13D with EDGAR. Discover the easiest method to fill out Form on the web. Rule 13d-2 of the Securities Exchange Act of 1934 (the "Act") requires you to promptly, within two business days, amend Schedule 13D whenever material changes in the information disclosed on a Schedule 13D occur. Schedule 13D / SCH 13D 0000001022 00000 n 0000005587 00000 n A schedule 13D is filed when a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company's equity securities. 8 to Schedule 13D - Accession Number 0000927087-05-000024 - Filing - SEC Â0„÷‚wooÓº‘&İˆĞÔ„ä5 6?$Qìí ®,.‡a¾™i»—�Éc2Ş1hª:é•qšÁm¸ì�@RN‰Ù;d°`‚�o7íg‘K(M&$R(.1˜r'J“œĞŠTù€®8£�Vä"£¦AÈ»ĞH÷u} ñ›|Å$½b{Õ –Pšÿ³ı8‰g/]şQAsÙ…(¢ÆÌà#›ªLÊ[ººÄß ÿÿ PK- ! Allen Paul G - ‘SC 13D/A’ on 11/9/05 re: Charter Communications, Inc./MO Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. The Schedule 13D Filing reveals the names of the large shareholders in a company and the purpose (s) of the purchase of shares. x�b```f``��V��ˀ �@1�hr�x�zò��߃��rH��ޓK��f��- J�Rg��IJ00��500p � L@��eRn@6 D�Ӂ47�E�xX?$��p��r��%�y/ց%��4[ �( Simplex Trading, Llc ownership in SMTX / SMTC Corp. 2021-02-02 - Simplex Trading, Llc has filed a 13F-HR form disclosing ownership of 0 shares of SMTC Corp. (US:SMTX) with total holdings valued at $0 USD as of 2020-12-31. Schedule 13D Form - Fill Out and Sign Printable PDF Template | signNow. 0000003274 00000 n ��iu�|�/^\��+�zaB��0L��9�n,��]��v�9�o�p?Ksa" �yIQ�xB�'��K��j��/`��WH0�h@/� B>�*��hJ��S�hW]%5l>��*:J:[��^ ��8-d]!]�W{ٔ��aI'n!��24{h��u��}/�? Schedule 13D requires disclosure of all transactions in the company’s stock that were effected during the past sixty days or since the most recent filing of Schedule 13D, whichever is less, and accordingly would include a description of the acquisitions and dispositions during the 10-day period between the event that triggered the filing requirement and the filing itself. 1 - Accession Number 0000897446-97-000079 - … Ñ�Ÿ¶ ' theme/theme/_rels/themeManager.xml.rels„�M If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. Schedule 13D - Stone Energy Corporation - Largest ... Army Job Profile: 13D Field Artillery Specialist. Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. Schedule 13D / SCH 13D. trailer ky–ƒ Š theme/theme/themeManager.xmlPK- ! Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial ownership of a reporting company’s equity securities to file either a Schedule 13D or 13G within 10 days after the acquisition. –µâ– P Ñ theme/theme/theme1.xmlPK- ! Under the Securities Exchange Act of 1934 (Amendment No. § 240.13d-101 Schedule 13D - Information to be included in statements filed pursuant to § 240.13d-1(a) and amendments thereto filed pursuant to § 240.13d-2(a). Complete the necessary fields that are colored in yellow. ... Video instructions and help with filling out and completing sec form schedule 13d. Alcatel Lucent, et al. 0000000893 00000 n ¥Ö§çÀ 6 + _rels/.relsPK- ! The chart must include the information shown in the template below. 0000003832 00000 n Schedule 13G is a beneficial ownership disclosure statement intended for passive investors who own less than 20% of a public company’s outstanding shares. Within 10 days of having more than 5 percent of certain equity securities, an active beneficial owner must file Schedule 13D. This approach may only be used where the cover page item or items provide all the disclosure required by the schedule … %%EOF Amendment Requirements for 13D Filers. Frequently Asked Questions Form 13F, Form SH, Schedule 13D & Schedule 13G. For the contribution history and old versions of the redirected page, please see ; for the discussion at … 5)* CLST Holdings, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 12564R103 (CUSIP Number) RED OAK PARTNERS, LLC. 13D filings usually indicate 'activist' investor activity where the person(s) involved seek to influence management. The schedule is regarded as a useful measure as it shares valuable information on ownership structure to new and prospective owners. Securities and Exchange Commission , Washington, D.C. 20549 %PDF-1.4 %�� 2017-09-22 sec.gov - MacPac 8.0 Normal template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. Get And Sign 13d Pdf Fillable Form . Schedule 13G is filed by a person that acquires beneficial ownership of more than 5% of a class of a company's equity securities registered under Section 12 of the Exchange Act, but who falls within an exemption or exclusion from Section 13(d) and filing a Schedule 13D. :{��. The document is provided to the company issuing securities and to the exchanges where the security is traded. SCHEDULE 13D. Schedule 13D is considered the long-form beneficial ownership report. ‚Š¼ú [Content_Types].xmlPK- ! 0000005663 00000 n Meanwhile, Schedule 13G is short-form and is meant for passive investors, exempt investors, and qualified institutional investors. The contents of the SEC Rule 13D page were merged into Schedule 13D. Under the Securities Exchange Act of 1934 (Amendment No. Z[±æ4^næÂ�ç5†Á¢!Já¾é?°ÿQá3ûeBo¨C¾µÁ‡MÂ¢ú’m�“´Á¤IYÓf“¶Z¾Y_p§[ğ=al-ÙYü}NcÍ™ËÎÉÅ‹4vfaÇÖvl¡©Á³'S†ÆùAÆ8Æ|Ò*uâ£{àè-¸ßŸ0%M0Á7%�¡õ˜ÍÒ�¿ ÿÿ PK ! 28 0 obj <> endobj Schedule 13G is a short-form version and intended for passive investors, qualified institutional investors, and exempt investors. 0000000576 00000 n xref It shares valuable information on ownership structure to New and prospective owners clicking on Get Form of their pecuniary therein! 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schedule 13d template